Order Routing Information

SEC Rule 606 requires all broker-dealers (including introducing firms) that route customer orders in equity and option securities to make publicly available quarterly reports that, among other things, identify the venues to which customer orders are routed for execution and also disclose the material aspects of the broker-dealer's relationship with such venues. In compliance with Rule 606, Nationwide Planning Associates, Inc. provides a summary of order routing activity at the following:

Order Routing Disclosure

For more information on this rule, please access the Securities and Exchange Commission website at http://www.sec.gov/rules/final/34-43590.htm.